TD Ameritrade is an American investment and trading company regulated by the by the US Financial Industry Regulatory Authority (FINRA) as a brokerage firm and by the Securities and Exchange Commission (SEC) as an Investment Adviser Firm. Its subsidiary TD Ameritrade Futures & Forex Llc is also a futures commission member of the US National Futures Association (NFA) since 2014 and a forex dealer member since February 2016.

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